| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2022-09-05 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2013-01-07 | 2022-07-29 |
| YU ON SECURITIES COMPANY LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-07-03 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-10-06 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-10-06 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-06 | |
| Rep | 证券交易 | 2003-04-01 | 2013-01-01 |