| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就期货合约提供意见 | 2018-12-17 | - |
| Rep | 就证券提供意见 | 2018-12-17 | - | |
| Rep | 期货合约交易 | 2018-12-17 | - | |
| Rep | 证券交易 | 2018-11-23 | - | |
| Rich Union Securities (H.K.) Limited | Rep | 就证券提供意见 | 2007-07-04 | 2011-08-11 |
| Rep | 证券交易 | 2007-07-04 | 2018-10-15 |