| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FITCH (HONG KONG) LIMITED | Rep | 提供信贷评级服务 | 2012-10-08 | - |
| Yuanta Securities (Hong Kong) Company Limited | RO | 就证券提供意见 | 2010-08-26 | 2012-09-29 |
| Rep | 就证券提供意见 | 2010-02-24 | 2010-08-26 | |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 就证券提供意见 | 2009-12-22 | 2010-01-23 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就证券提供意见 | 2009-04-16 | 2009-11-28 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-11-23 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-11-23 | |
| Rep | 证券交易 | 2003-04-01 | 2004-11-23 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2008-12-10 |
已采集记录中暂无金管局登记。