| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| S&P GLOBAL RATINGS HONG KONG LIMITED | Rep | 提供信贷评级服务 | 2019-09-23 | - |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2018-03-27 | 2019-07-04 |
| Jefferies Hong Kong Limited | Rep | 就证券提供意见 | 2012-04-18 | 2014-12-31 |
| Yuanta Securities (Hong Kong) Company Limited | RO | 就证券提供意见 | 2010-08-10 | 2012-03-24 |
| Rep | 就证券提供意见 | 2009-02-26 | 2010-08-10 | |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2005-05-31 | 2005-11-12 |
已采集记录中暂无金管局登记。