| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KINGSTON CORPORATE FINANCE LIMITED | RO | 就机构融资提供意见 | 2025-12-04 | - |
| Rep | 就机构融资提供意见 | 2025-10-16 | 2025-12-04 | |
| Nuada Limited | RO | 就机构融资提供意见 | 2020-01-07 | 2024-08-09 |
| Rep | 就机构融资提供意见 | 2019-11-01 | 2020-01-07 | |
| Shinco Capital Limited | RO | 就机构融资提供意见 | 2018-07-04 | 2019-09-30 |
| Nuada Limited | Rep | 证券交易 | 2017-04-19 | 2018-06-30 |
| RO | 就机构融资提供意见 | 2013-05-16 | 2018-06-30 | |
| Rep | 就机构融资提供意见 | 2013-04-15 | 2013-05-16 | |
| Yuanta Securities (Hong Kong) Company Limited | RO | 就机构融资提供意见 | 2010-05-31 | 2013-04-08 |
| Rep | 就机构融资提供意见 | 2010-04-12 | 2010-05-31 | |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2009-11-27 | 2010-04-01 |
| RO | 证券交易 | 2009-11-27 | 2010-04-01 | |
| Rep | 就机构融资提供意见 | 2007-04-19 | 2009-11-27 | |
| Rep | 证券交易 | 2006-09-08 | 2009-11-27 | |
| TIS SECURITIES (HK) LIMITED | Rep | 就证券提供意见 | 2005-08-12 | 2006-04-28 |
| Rep | 就机构融资提供意见 | 2005-06-24 | 2006-04-28 | |
| KGI CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2003-12-11 | 2005-06-08 |
| KINGSTON CORPORATE FINANCE LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-11-14 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-11-14 |
已采集记录中暂无金管局登记。