| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就证券提供意见 | 2012-06-11 | 2013-05-27 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就证券提供意见 | 2010-07-09 | 2011-10-14 |
| Beevest Securities Limited | Rep | 就证券提供意见 | 2003-07-04 | 2005-06-20 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就机构融资提供意见 | - | 2003-07-03 |
| Rep | 提供资产管理 | - | 2003-07-03 | |
| Rep | 提供自动化交易服务 | - | 2003-07-03 | |
| Rep | 证券交易 | - | 2003-07-03 | |
| Rep | 就证券提供意见 | - | 2003-07-04 |