| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 提供资产管理 | 2018-08-02 | - |
| Rep | 证券交易 | 2018-08-02 | - | |
| Yuanta Securities (Hong Kong) Company Limited | RO | 证券交易 | 2018-06-27 | 2018-07-21 |
| Rep | 期货合约交易 | 2015-09-22 | 2018-07-21 | |
| Rep | 就证券提供意见 | 2010-03-24 | 2018-07-21 | |
| Rep | 证券交易 | 2008-09-12 | 2018-06-27 | |
| BEAR STEARNS ASIA LIMITED | Rep | 期货合约交易 | 2007-04-10 | 2008-06-01 |
| Rep | 证券交易 | 2007-02-28 | 2008-06-01 | |
| NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE | Rep | 证券交易 | 2003-07-30 | 2006-12-11 |