Li, Chiu Yee 李昭儀
证监会中央编号:AJY016
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| WRise Prestige Asset Management Limited | Rep | 就证券提供意见 | 2026-11-05 | - |
| WRise Prestige Securities Limited | Rep | 证券交易 | 2026-11-05 | - |
| Paradigm Advisors Holdings (Hong Kong) Limited | RO | 就机构融资提供意见 | 2022-04-19 | 2024-09-30 |
| RO | 就证券提供意见 | 2022-04-19 | 2024-09-30 | |
| Rep | 就机构融资提供意见 | 2022-03-31 | 2022-04-19 | |
| Rep | 就证券提供意见 | 2022-03-31 | 2022-04-19 | |
| Trinity Corporate Finance Limited (VG) | RO | 就机构融资提供意见 | 2021-11-08 | 2022-01-31 |
| Rep | 就机构融资提供意见 | 2021-10-12 | 2021-11-08 | |
| Renco Capital Partners Limited | RO | 就机构融资提供意见 | 2019-12-19 | 2021-02-24 |
| RO | 证券交易 | 2019-12-19 | 2021-02-24 | |
| Rep | 就机构融资提供意见 | 2019-10-30 | 2019-12-19 | |
| Rep | 证券交易 | 2019-10-30 | 2019-12-19 | |
| Renco Investments Limited | Rep | 就证券提供意见 | 2019-10-30 | 2021-05-20 |
| Quam Securities Limited | Rep | 就证券提供意见 | 2019-04-11 | 2019-04-30 |
| Rep | 就机构融资提供意见 | 2019-02-21 | 2019-04-30 | |
| Rep | 证券交易 | 2019-02-21 | 2019-04-30 | |
| Trinity Corporate Finance Limited (VG) | RO | 就机构融资提供意见 | 2019-01-15 | 2019-02-11 |
| Trinity Financial Group Limited | RO | 证券交易 | 2019-01-15 | 2019-02-11 |
| FIRST SHANGHAI SECURITIES LIMITED | RO | 就机构融资提供意见 | 2017-03-31 | 2018-06-19 |
| Rep | 就机构融资提供意见 | 2016-10-17 | 2017-03-31 | |
| Rep | 就证券提供意见 | 2016-10-17 | 2018-06-19 | |
| Rep | 证券交易 | 2016-10-17 | 2018-06-19 | |
| China Securities (International) Brokerage Company Limited | Rep | 证券交易 | 2015-03-27 | 2016-07-01 |
| Rep | 就证券提供意见 | 2014-07-08 | 2016-07-01 | |
| China Securities (International) Corporate Finance Company Limited | Rep | 就机构融资提供意见 | 2014-07-08 | 2016-07-01 |
| Rep | 证券交易 | 2014-07-08 | 2016-07-01 | |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就机构融资提供意见 | 2013-03-15 | 2014-05-03 |
| Rep | 就证券提供意见 | 2013-03-15 | 2014-05-03 | |
| Rep | 证券交易 | 2013-03-15 | 2014-05-03 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就机构融资提供意见 | 2010-04-27 | 2013-03-07 |
| Rep | 就证券提供意见 | 2010-04-27 | 2013-03-07 | |
| Rep | 证券交易 | 2010-04-27 | 2013-03-07 | |
| ROTHSCHILD & CO HONG KONG LIMITED | Rep | 就证券提供意见 | 2005-11-02 | 2009-06-16 |
| Rep | 就机构融资提供意见 | 2005-10-27 | 2009-06-16 | |
| Rep | 证券交易 | 2005-10-27 | 2009-06-16 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就机构融资提供意见 | 2004-04-01 | 2005-10-01 |
| Rep | 证券交易 | 2004-04-01 | 2005-10-01 |
已采集记录中暂无金管局登记。