Li, Chiu Yee 李昭儀

证监会中央编号:AJY016

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Paradigm Advisors Holdings (Hong Kong) Limited	RO	就机构融资提供意见	2022-04-19	2024-09-30
	RO	就证券提供意见	2022-04-19	2024-09-30
	Rep	就机构融资提供意见	2022-03-31	2022-04-19
	Rep	就证券提供意见	2022-03-31	2022-04-19
Trinity Corporate Finance Limited (VG)	RO	就机构融资提供意见	2021-11-08	2022-01-31
	Rep	就机构融资提供意见	2021-10-12	2021-11-08
Renco Capital Partners Limited	RO	就机构融资提供意见	2019-12-19	2021-02-24
	RO	证券交易	2019-12-19	2021-02-24
	Rep	就机构融资提供意见	2019-10-30	2019-12-19
	Rep	证券交易	2019-10-30	2019-12-19
Renco Investments Limited	Rep	就证券提供意见	2019-10-30	2021-05-20
Quam Securities Limited	Rep	就证券提供意见	2019-04-11	2019-04-30
	Rep	就机构融资提供意见	2019-02-21	2019-04-30
	Rep	证券交易	2019-02-21	2019-04-30
Trinity Corporate Finance Limited (VG)	RO	就机构融资提供意见	2019-01-15	2019-02-11
Trinity Financial Group Limited	RO	证券交易	2019-01-15	2019-02-11
FIRST SHANGHAI SECURITIES LIMITED	RO	就机构融资提供意见	2017-03-31	2018-06-19
	Rep	就机构融资提供意见	2016-10-17	2017-03-31
	Rep	就证券提供意见	2016-10-17	2018-06-19
	Rep	证券交易	2016-10-17	2018-06-19
China Securities (International) Brokerage Company Limited	Rep	证券交易	2015-03-27	2016-07-01
	Rep	就证券提供意见	2014-07-08	2016-07-01
China Securities (International) Corporate Finance Company Limited	Rep	就机构融资提供意见	2014-07-08	2016-07-01
	Rep	证券交易	2014-07-08	2016-07-01
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	就机构融资提供意见	2013-03-15	2014-05-03
	Rep	就证券提供意见	2013-03-15	2014-05-03
	Rep	证券交易	2013-03-15	2014-05-03
Yuanta Securities (Hong Kong) Company Limited	Rep	就机构融资提供意见	2010-04-27	2013-03-07
	Rep	就证券提供意见	2010-04-27	2013-03-07
	Rep	证券交易	2010-04-27	2013-03-07
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	就证券提供意见	2005-11-02	2009-06-16
	Rep	就机构融资提供意见	2005-10-27	2009-06-16
	Rep	证券交易	2005-10-27	2009-06-16
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	就机构融资提供意见	2004-04-01	2005-10-01
	Rep	证券交易	2004-04-01	2005-10-01

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Paradigm Advisors Holdings (Hong Kong) Limited	RO	就机构融资提供意见	2022-04-19	2024-09-30
	RO	就证券提供意见	2022-04-19	2024-09-30
	Rep	就机构融资提供意见	2022-03-31	2022-04-19
	Rep	就证券提供意见	2022-03-31	2022-04-19
Trinity Corporate Finance Limited (VG)	RO	就机构融资提供意见	2021-11-08	2022-01-31
	Rep	就机构融资提供意见	2021-10-12	2021-11-08
Renco Capital Partners Limited	RO	就机构融资提供意见	2019-12-19	2021-02-24
	RO	证券交易	2019-12-19	2021-02-24
	Rep	就机构融资提供意见	2019-10-30	2019-12-19
	Rep	证券交易	2019-10-30	2019-12-19
Renco Investments Limited	Rep	就证券提供意见	2019-10-30	2021-05-20
Quam Securities Limited	Rep	就证券提供意见	2019-04-11	2019-04-30
	Rep	就机构融资提供意见	2019-02-21	2019-04-30
	Rep	证券交易	2019-02-21	2019-04-30
Trinity Corporate Finance Limited (VG)	RO	就机构融资提供意见	2019-01-15	2019-02-11
Trinity Financial Group Limited	RO	证券交易	2019-01-15	2019-02-11
FIRST SHANGHAI SECURITIES LIMITED	RO	就机构融资提供意见	2017-03-31	2018-06-19
	Rep	就机构融资提供意见	2016-10-17	2017-03-31
	Rep	就证券提供意见	2016-10-17	2018-06-19
	Rep	证券交易	2016-10-17	2018-06-19
China Securities (International) Brokerage Company Limited	Rep	证券交易	2015-03-27	2016-07-01
	Rep	就证券提供意见	2014-07-08	2016-07-01
China Securities (International) Corporate Finance Company Limited	Rep	就机构融资提供意见	2014-07-08	2016-07-01
	Rep	证券交易	2014-07-08	2016-07-01
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	就机构融资提供意见	2013-03-15	2014-05-03
	Rep	就证券提供意见	2013-03-15	2014-05-03
	Rep	证券交易	2013-03-15	2014-05-03
Yuanta Securities (Hong Kong) Company Limited	Rep	就机构融资提供意见	2010-04-27	2013-03-07
	Rep	就证券提供意见	2010-04-27	2013-03-07
	Rep	证券交易	2010-04-27	2013-03-07
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	就证券提供意见	2005-11-02	2009-06-16
	Rep	就机构融资提供意见	2005-10-27	2009-06-16
	Rep	证券交易	2005-10-27	2009-06-16
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	就机构融资提供意见	2004-04-01	2005-10-01
	Rep	证券交易	2004-04-01	2005-10-01