| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2025-06-03 | - |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2025-06-03 | - |
| Rep | 证券交易 | 2025-06-03 | - | |
| Jefferies Hong Kong Limited | Rep | 就证券提供意见 | 2023-09-18 | 2025-02-24 |
| Rep | 证券交易 | 2020-01-08 | 2025-02-24 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2019-04-16 | 2019-12-10 |
| Rep | 证券交易 | 2015-06-29 | 2019-12-10 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就证券提供意见 | 2010-01-25 | 2015-06-14 |
| Rep | 证券交易 | 2010-01-25 | 2015-06-14 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2009-12-16 | 2010-01-16 |
| Rep | 证券交易 | 2009-11-24 | 2010-01-16 | |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2009-10-13 | 2009-11-14 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2009-08-06 | 2009-11-14 |
| CLSA LIMITED | Rep | 证券交易 | 2007-01-03 | 2008-11-19 |
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