| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Liquidnet Asia Limited | Rep | 提供自动化交易服务 | 2019-04-03 | - |
| Rep | 证券交易 | 2019-03-21 | - | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2017-10-06 | 2019-03-01 |
| CGS International Securities Hong Kong Limited | Rep | 证券交易 | 2014-05-12 | 2017-09-29 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 证券交易 | 2008-09-17 | 2014-04-30 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-07-20 | 2008-09-15 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2006-05-23 | 2008-09-15 |