| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Everest (Hong Kong) Securities Limited | RO | 证券交易 | 2025-06-19 | - |
| GIGA (HONG KONG) LIMITED | RO | 就证券提供意见 | 2023-05-15 | - |
| RO | 提供资产管理 | 2023-05-15 | - | |
| Vantum Asset Management Limited | RO | 就证券提供意见 | 2022-04-21 | 2023-04-28 |
| RO | 提供资产管理 | 2022-04-21 | 2023-04-28 | |
| Rep | 就证券提供意见 | 2022-03-08 | 2022-04-21 | |
| Rep | 提供资产管理 | 2022-03-08 | 2022-04-21 | |
| Blackhorn Wealth Management Limited | RO | 就证券提供意见 | 2020-09-23 | 2022-02-19 |
| RO | 提供资产管理 | 2020-09-23 | 2022-02-19 | |
| Rep | 就证券提供意见 | 2020-09-22 | 2020-09-23 | |
| Rep | 提供资产管理 | 2020-09-22 | 2020-09-23 | |
| ALTAIR CAPITAL LIMITED (HK) | RO | 就证券提供意见 | 2016-11-03 | 2020-06-05 |
| RO | 提供资产管理 | 2016-11-03 | 2020-06-05 | |
| DATANG FINANCIAL HOLDING CO., LIMITED | RO | 就证券提供意见 | 2015-11-11 | 2016-11-01 |
| RO | 提供资产管理 | 2015-11-11 | 2016-11-01 | |
| GUODU SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2012-12-28 | 2014-11-10 |
| Rep | 证券交易 | 2012-12-28 | 2014-11-10 | |
| GUODU FUTURES (HONG KONG) LIMITED | RO | 就期货合约提供意见 | 2012-12-04 | 2014-11-10 |
| RO | 期货合约交易 | 2012-12-04 | 2014-11-10 | |
| CCTIC International Limited | RO | 提供资产管理 | 2012-08-07 | 2014-11-10 |
| Rep | 提供资产管理 | 2012-06-21 | 2012-08-07 | |
| Zhonghao International Futures Co., Limited | RO | 提供资产管理 | 2012-02-22 | 2012-05-11 |
| RO | 期货合约交易 | 2011-06-09 | 2012-05-11 | |
| Rep | 期货合约交易 | 2009-08-13 | 2011-06-09 | |
| CES International Commodities (HK) Limited | Rep | 期货合约交易 | 2008-06-23 | 2009-07-07 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2008-06-23 | 2009-07-07 |
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