| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Zijing Capital Limited | Rep | 就机构融资提供意见 | 2009-06-24 | 2009-08-24 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | RO | 就证券提供意见 | 2007-08-01 | 2009-04-01 |
| RO | 就机构融资提供意见 | 2007-01-26 | 2009-04-01 | |
| RO | 证券交易 | 2007-01-26 | 2009-04-01 | |
| Rep | 就机构融资提供意见 | 2007-01-18 | 2007-01-26 | |
| Rep | 证券交易 | 2007-01-18 | 2007-01-26 | |
| Absolute Investment Management (HK) Limited | RO | 就证券提供意见 | - | 2007-01-06 |
| RO | 提供资产管理 | - | 2007-01-06 | |
| Joy Silver Limited | RO | 就机构融资提供意见 | - | 2007-01-05 |
| RO | 证券交易 | - | 2007-01-05 |