| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | RO | 就证券提供意见 | 2026-06-05 | - |
| RO | 证券交易 | 2026-06-05 | - | |
| Rep | 就证券提供意见 | 2026-02-09 | 2026-06-05 | |
| Rep | 证券交易 | 2026-02-09 | 2026-06-05 | |
| RO | 就证券提供意见 | 2025-07-14 | 2026-02-09 | |
| RO | 证券交易 | 2025-07-14 | 2026-02-09 | |
| CMB International Capital Limited | Rep | 就机构融资提供意见 | 2019-04-16 | 2025-02-24 |
| Rep | 证券交易 | 2019-04-16 | 2025-02-24 | |
| CMB International Securities Limited | Rep | 证券交易 | 2017-05-08 | 2025-07-14 |