| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2022-02-11 | - |
| Rep | 期货合约交易 | 2022-02-11 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2022-02-11 | - |
| Rep | 证券交易 | 2022-02-11 | - | |
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2021-02-09 | 2021-12-30 |
| Rep | 期货合约交易 | 2019-08-16 | 2021-12-30 | |
| Rep | 证券交易 | 2019-06-18 | 2021-12-30 | |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2017-05-08 | 2019-01-16 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 证券交易 | 2017-05-08 | 2019-01-16 |