| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ATHENA WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2012-03-27 | 2013-01-11 |
| Rep | 提供资产管理 | 2009-05-13 | 2013-01-11 | |
| Rep | 就证券提供意见 | 2008-09-25 | 2011-12-21 | |
| T G HOLBORN (HK) LIMITED | Rep | 就机构融资提供意见 | 2006-07-12 | 2008-08-25 |
| Rep | 就证券提供意见 | 2006-07-12 | 2008-08-25 | |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2004-03-24 | 2004-04-29 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2004-03-24 | 2004-04-29 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2003-09-01 |
| Rep | 就证券提供意见 | - | 2003-09-01 | |
| Rep | 提供资产管理 | - | 2003-09-01 | |
| Rep | 证券交易 | - | 2003-09-01 |