| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 就证券提供意见 | 2017-10-18 | - |
| Rep | 提供资产管理 | 2017-10-18 | - | |
| Rep | 证券交易 | 2017-08-24 | - | |
| ATHENA WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2011-09-07 | 2017-07-01 |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2007-03-08 | 2010-05-26 |