| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ATHENA WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2011-03-28 | 2011-12-31 |
| Rep | 证券交易 | 2011-03-28 | 2014-02-26 | |
| Broadway Wealth Management Limited | Rep | 就证券提供意见 | 2007-03-07 | 2009-03-17 |
| Tyche Group Limited | Rep | 就证券提供意见 | 2005-08-31 | 2006-02-06 |
| Sun Life Financial Asia Services Limited | Rep | 就证券提供意见 | 2005-06-30 | 2005-08-25 |