| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Minerva Asset Management Limited (HK) | RO | 提供资产管理 | 2022-03-17 | 2022-04-30 |
| ATHENA WEALTH MANAGEMENT LIMITED | Rep | 提供资产管理 | 2011-06-24 | 2022-02-11 |
| Rep | 证券交易 | 2011-06-24 | 2022-02-11 | |
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | 就证券提供意见 | 2008-10-08 | 2011-06-13 |
| Rep | 提供资产管理 | 2007-12-06 | 2011-06-13 | |
| Rep | 提供自动化交易服务 | 2007-12-06 | 2011-06-13 | |
| Rep | 证券交易 | 2007-12-06 | 2011-06-13 | |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2005-07-27 | 2007-04-16 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2004-12-28 | 2007-04-16 |