| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 就证券提供意见 | 2023-10-26 | - |
| Rep | 证券交易 | 2018-06-19 | - | |
| ASIA PACIFIC INVESTMENT ADVISORS LIMITED | Rep | 就证券提供意见 | 2017-01-13 | 2017-08-31 |
| Argonaut Securities (Asia) Limited | Rep | 就证券提供意见 | 2014-02-13 | 2016-07-18 |
| Rep | 证券交易 | 2014-02-13 | 2016-07-18 | |
| BALLINGAL INVESTMENT ADVISORS LIMITED | Rep | 就期货合约提供意见 | 2011-03-30 | 2012-12-31 |
| Rep | 就证券提供意见 | 2011-03-30 | 2012-12-31 | |
| Rep | 提供资产管理 | 2011-03-30 | 2012-12-31 |