| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FITCH (HONG KONG) LIMITED | Rep | 提供信贷评级服务 | 2018-06-04 | - |
| QUAD CAPITAL MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2015-09-15 | 2018-05-31 |
| Rep | 提供资产管理 | 2015-09-15 | 2018-05-31 | |
| LIGHT & SALT CAPITAL MANAGEMENT LIMITED | Rep | 提供资产管理 | 2014-09-30 | 2015-08-21 |
| BREVAN HOWARD (HONG KONG) LIMITED | Rep | 证券交易 | 2012-11-22 | 2014-02-12 |
| Rep | 提供资产管理 | 2012-07-03 | 2014-02-12 | |
| Rep | 就期货合约提供意见 | 2010-04-26 | 2014-02-12 | |
| Rep | 就证券提供意见 | 2010-04-26 | 2014-02-12 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2006-05-11 | 2009-09-03 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2005-07-25 | 2005-11-12 |