| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | RO | 就证券提供意见 | 2017-05-12 | 2017-08-10 |
| RO | 提供资产管理 | 2017-05-12 | 2017-08-10 | |
| RO | 证券交易 | 2017-05-12 | 2017-08-10 | |
| CAPE ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2016-12-23 | 2024-03-07 |
| RO | 提供资产管理 | 2016-12-23 | 2024-03-07 | |
| Rep | 就证券提供意见 | 2011-07-18 | 2016-12-23 | |
| Rep | 提供资产管理 | 2011-07-18 | 2016-12-23 | |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2005-07-12 | 2011-05-04 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2003-12-09 |
| Rep | 就证券提供意见 | - | 2003-12-09 | |
| Rep | 提供资产管理 | - | 2003-12-09 | |
| Rep | 证券交易 | - | 2005-04-07 |