| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 证券交易 | 2022-04-01 | - |
| WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | RO | 证券交易 | 2008-09-02 | 2022-02-28 |
| CVP Securities Limited | Rep | 证券交易 | 2006-04-03 | 2008-08-31 |
| Beijing Securities Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-07-28 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-07-28 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-07-28 | |
| Rep | 证券交易 | 2003-04-01 | 2006-05-02 |