Chappel, Christopher Lee Hong Kong SFC License Details (ID 98698)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
OUTSET GLOBAL (HONG KONG) LIMITED	RO	证券交易	2019-11-20	2021-01-25
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	RO	就证券提供意见	2018-11-05	2019-10-31
	RO	证券交易	2018-11-05	2019-10-31
	Rep	就证券提供意见	2018-09-27	2018-11-05
	Rep	证券交易	2018-09-27	2018-11-05
Ord Minnett Hong Kong Limited	Rep	证券交易	2018-07-03	2018-08-20
	RO	证券交易	2017-12-18	2018-07-03
	Rep	证券交易	2015-10-07	2017-12-18
	Rep	就证券提供意见	2015-10-07	2018-08-20
	RO	就证券提供意见	2014-12-16	2015-10-07
	RO	证券交易	2014-12-16	2015-10-07
	Rep	就证券提供意见	2014-09-17	2014-12-16
	Rep	证券交易	2014-09-17	2014-12-16
BTIG Hong Kong Limited	Rep	证券交易	2012-11-01	2014-09-01
CF GLOBAL (HK) LIMITED	Rep	期货合约交易	2011-01-10	2012-10-11
	Rep	证券交易	2011-01-10	2012-10-11
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2008-11-28	2010-12-01
Newedge Broker Limited	Rep	提供自动化交易服务	2008-11-28	2009-07-31
	Rep	期货合约交易	2008-11-28	2009-07-31
	Rep	证券交易	2008-11-28	2009-07-31
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2008-11-28	2010-12-01
	Rep	证券交易	2008-11-28	2010-12-01
HSBC SECURITIES (ASIA) LIMITED	Rep	证券交易	2005-04-15	2005-06-17
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2004-10-27	2005-06-17
HSBC FUTURES (SINGAPORE) PTE LTD	Rep	期货合约交易	2004-10-27	2005-06-17