| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2024-08-07 | - |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 证券交易 | 2024-06-12 | - |
| OnePlatform Securities Limited | Rep | 证券交易 | 2009-10-08 | 2024-05-07 |
| YICKO SECURITIES LIMITED | Rep | 证券交易 | 2004-03-12 | 2009-09-30 |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | 证券交易 | 2003-11-20 | 2004-03-10 |
| DBS TD WATERHOUSE SECURITIES (HONG KONG) LIMITED DBS | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-11-18 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-11-18 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-11-18 | |
| Rep | 证券交易 | 2003-04-01 | 2004-02-13 |