| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| OCBC Futures Investment (Hong Kong) Limited | RO | 期货合约交易 | 2016-10-06 | 2024-10-23 |
| CHEKIANG FIRST SECURITIES CO. LIMITED | RO | 证券交易 | 2006-07-13 | 2014-11-24 |
| OCBC Futures Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2005-03-01 | 2016-10-06 |
| OCBC Securities Brokerage (Hong Kong) Limited | RO | 提供自动化交易服务 | - | 2003-07-21 |
| RO | 就机构融资提供意见 | - | 2003-11-08 | |
| RO | 就证券提供意见 | - | 2003-11-08 | |
| RO | 提供资产管理 | - | 2003-11-08 | |
| RO | 证券交易 | - | 2024-10-23 |