| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Premia Partners Company Limited | RO | 就证券提供意见 | 2017-03-09 | - |
| RO | 提供资产管理 | 2017-03-09 | - | |
| RO | 证券交易 | 2017-03-09 | - | |
| China Asset Management (Hong Kong) Limited | RO | 就证券提供意见 | 2015-06-16 | 2016-07-29 |
| RO | 提供资产管理 | 2015-06-16 | 2016-07-29 | |
| Rep | 就证券提供意见 | 2011-06-13 | 2015-06-16 | |
| Rep | 提供资产管理 | 2011-06-13 | 2015-06-16 | |
| CITIC Securities Asset Management (HK) Limited | Rep | 就证券提供意见 | 2010-07-29 | 2011-06-05 |
| Rep | 提供资产管理 | 2010-07-29 | 2011-06-05 | |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-06-02 | 2010-05-05 |
| Rep | 提供资产管理 | 2008-06-02 | 2010-05-05 | |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-12-30 |
| Rep | 就证券提供意见 | 2003-04-01 | 2007-11-05 | |
| Rep | 提供资产管理 | 2003-04-01 | 2007-11-05 |
已采集记录中暂无金管局登记。