| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Asset Management (Hong Kong) Limited | Rep | 提供资产管理 | 2017-02-03 | 2017-04-13 |
| Rep | 就证券提供意见 | 2009-10-15 | 2017-04-13 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2009-02-11 | 2009-08-03 |
| Rep | 证券交易 | 2009-02-11 | 2009-08-03 | |
| Rep | 就机构融资提供意见 | 2007-05-28 | 2008-02-26 | |
| Rep | 证券交易 | 2007-05-28 | 2008-02-26 |