| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2025-06-24 | - |
| CORPORATE BROKERS LIMITED | Rep | 证券交易 | 2024-05-08 | 2025-04-26 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2023-10-18 | 2024-04-12 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2023-09-30 |
| Rep | 证券交易 | 2015-04-29 | 2017-10-02 | |
| CHINA POINT STOCK BROKERS LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-12-10 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-12-10 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-12-10 | |
| Rep | 证券交易 | 2003-04-01 | 2015-04-20 |