| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2022-11-03 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2022-11-03 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2022-07-13 | 2022-11-03 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2022-07-13 | - |
| SDG Asset Management (HK) Limited | RO | 就证券提供意见 | 2020-07-31 | 2022-06-13 |
| RO | 提供资产管理 | 2020-07-31 | 2022-06-13 | |
| Rep | 就证券提供意见 | 2020-07-06 | 2020-07-31 | |
| Rep | 提供资产管理 | 2020-07-06 | 2020-07-31 | |
| FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | RO | 就证券提供意见 | 2019-09-02 | 2020-05-31 |
| RO | 提供资产管理 | 2018-10-30 | 2020-05-31 | |
| CNCB (Hong Kong) Capital Limited | RO | 就证券提供意见 | 2018-02-27 | 2018-08-27 |
| RO | 提供资产管理 | 2018-02-27 | 2018-08-27 | |
| RO | 证券交易 | 2018-02-27 | 2018-08-27 | |
| Rep | 就证券提供意见 | 2017-12-01 | 2018-02-27 | |
| Rep | 提供资产管理 | 2017-12-01 | 2018-02-27 | |
| Rep | 证券交易 | 2017-12-01 | 2018-02-27 | |
| CMB International Asset Management Limited | RO | 就证券提供意见 | 2010-07-27 | 2017-09-26 |
| RO | 提供资产管理 | 2010-07-27 | 2017-09-26 | |
| Rep | 就证券提供意见 | 2010-06-30 | 2010-07-27 | |
| Rep | 提供资产管理 | 2010-06-30 | 2010-07-27 | |
| DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | 证券交易 | 2009-12-23 | 2010-06-11 |
| Rep | 就证券提供意见 | 2009-11-25 | 2010-06-11 | |
| Rep | 提供资产管理 | 2009-11-25 | 2010-06-11 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期货合约提供意见 | 2008-10-29 | 2009-11-14 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 证券交易 | 2008-10-29 | 2009-02-28 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2008-05-21 | 2009-11-14 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | 就证券提供意见 | 2008-05-21 | 2009-11-14 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2008-03-31 | 2009-11-14 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | 提供资产管理 | 2008-03-31 | 2009-11-14 |
| CMS CAPITAL (HK) CO., LIMITED | Rep | 就证券提供意见 | 2007-12-05 | 2009-11-14 |
| Rep | 提供资产管理 | 2007-12-05 | 2009-11-14 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2007-12-05 | 2008-03-31 |
| Rep | 就证券提供意见 | 2007-12-05 | 2008-05-21 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 提供资产管理 | 2007-12-05 | 2008-03-31 |
| Rep | 就证券提供意见 | 2007-12-05 | 2008-05-21 | |
| CAPITAL GLOBAL MANAGEMENT LIMITED | RO | 就证券提供意见 | 2007-07-25 | 2007-10-18 |
| RO | 提供资产管理 | 2007-07-25 | 2007-10-18 | |
| Rep | 就证券提供意见 | 2006-08-01 | 2007-07-25 | |
| GRAND ALLIANCE ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2006-01-27 | 2006-02-10 |
金管局记录暂时无法加载，请稍后重试。