| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| COL Securities (HK) Limited | RO | 证券交易 | 2011-07-04 | 2024-05-30 |
| Rep | 证券交易 | 2004-12-20 | 2011-07-04 | |
| Beijing Securities Limited | Rep | 证券交易 | 2004-08-23 | 2004-12-17 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2004-05-28 | 2004-08-17 |
| KINGSTON SECURITIES LIMITED | Rep | 证券交易 | 2004-04-19 | 2004-05-11 |