| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL CAPITAL LIMITED | RO | 就证券提供意见 | 2014-04-11 | - |
| RO | 就机构融资提供意见 | 2014-01-17 | - | |
| RO | 证券交易 | 2014-01-17 | - | |
| Rep | 就机构融资提供意见 | 2013-04-16 | 2014-01-17 | |
| Rep | 证券交易 | 2013-04-16 | 2014-01-17 | |
| DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2012-04-18 | 2013-01-01 |
| Rep | 就证券提供意见 | 2010-08-02 | 2013-01-01 | |
| Rep | 证券交易 | 2010-08-02 | 2013-01-01 |