| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FB SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2025-06-26 | - |
| RO | 证券交易 | 2025-06-26 | - | |
| Rep | 证券交易 | 2025-05-26 | 2025-06-26 | |
| CCB Securities Limited | RO | 证券交易 | 2023-01-20 | 2025-03-14 |
| Rep | 证券交易 | 2022-11-11 | 2023-01-20 | |
| Rich Bay Securities Limited | RO | 就期货合约提供意见 | 2020-05-27 | 2022-05-03 |
| RO | 就证券提供意见 | 2020-05-27 | 2022-05-03 | |
| RO | 期货合约交易 | 2020-04-02 | 2022-05-03 | |
| RO | 证券交易 | 2020-04-02 | 2022-05-03 | |
| WealthQuay Asset Management Limited | RO | 就证券提供意见 | 2020-04-02 | 2022-05-03 |
| RO | 提供资产管理 | 2020-04-02 | 2022-05-03 | |
| CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | 提供资产管理 | 2020-01-22 | 2020-02-21 |
| RO | 就证券提供意见 | 2019-10-17 | 2020-02-21 | |
| RO | 证券交易 | 2019-10-17 | 2020-02-21 | |
| Rep | 证券交易 | 2019-08-15 | 2019-10-17 | |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2015-06-29 | 2019-07-19 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2015-06-29 | 2019-07-19 |
| DAH SING SECURITIES LIMITED | Rep | 证券交易 | 2010-10-21 | 2011-10-15 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2007-08-24 | 2010-05-16 |
已采集记录中暂无金管局登记。