| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2014-07-07 | - |
| DAH SING SECURITIES LIMITED | Rep | 证券交易 | 2008-02-12 | 2014-06-01 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-26 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-12-22 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-12-22 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-12-22 | |
| Rep | 证券交易 | 2003-04-01 | 2006-06-01 |