Ngo, Tong Heng Hong Kong SFC License Details (ID 98929)

Ngo, Tong Heng Hong Kong SFC License Details (ID 98929)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CES Commodities (HK) Limited	RO	期货合约交易	2014-07-10	2015-07-01
CES International Commodities (HK) Limited	RO	期货合约交易	2014-07-10	2015-07-01
Everbright Securities Investment Services (HK) Limited	RO	证券交易	2014-07-10	2015-07-01
CES Commodities (HK) Limited	Rep	期货合约交易	2013-11-04	2014-07-10
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2013-11-04	2014-07-10
De Riva Asia Limited	RO	期货合约交易	2010-07-29	2013-06-28
	RO	证券交易	2010-07-29	2013-06-28
KGI ASIA LIMITED	Rep	证券交易	2003-11-20	2010-07-01
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2003-11-20	2010-07-01
KGI SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2003-11-20	2010-07-01