| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Continuum Capital Limited | Rep | 提供资产管理 | 2017-02-20 | 2017-11-29 |
| De Riva Asia Limited | RO | 期货合约交易 | 2014-02-06 | 2014-09-30 |
| RO | 证券交易 | 2014-02-06 | 2014-09-30 | |
| RO | 期货合约交易 | 2012-09-14 | 2013-08-21 | |
| RO | 证券交易 | 2012-09-14 | 2013-08-21 | |
| Rep | 期货合约交易 | 2010-09-21 | 2012-09-14 | |
| Rep | 证券交易 | 2010-09-21 | 2012-09-14 | |
| Eclipse Options (HK) Limited | RO | 期货合约交易 | 2009-06-05 | 2009-07-17 |
| RO | 证券交易 | 2009-06-05 | 2009-07-17 | |
| Rep | 期货合约交易 | 2008-06-23 | 2009-06-05 | |
| Rep | 证券交易 | 2008-06-23 | 2009-06-05 |