| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| De Riva Asia Limited | Rep | 期货合约交易 | 2010-10-29 | 2013-07-10 |
| Rep | 证券交易 | 2010-10-29 | 2013-07-10 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2006-06-13 | 2010-10-26 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-06-13 | 2010-10-26 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-06-13 | 2010-10-26 |