| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2013-07-02 | 2013-12-03 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2013-07-02 | 2013-12-03 |
| De Riva Asia Limited | Rep | 期货合约交易 | 2010-11-12 | 2013-06-28 |
| Rep | 证券交易 | 2010-11-12 | 2013-06-28 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2005-03-10 | 2010-11-06 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-03-10 | 2010-11-06 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2005-03-10 | 2010-11-06 |