| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| QUEST STOCKBROKERS (HK) LIMITED | Rep | 证券交易 | 2013-06-05 | 2014-01-23 |
| EVER-LONG SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2012-07-09 | 2013-06-03 |
| EVERHOT SECURITIES LIMITED | Rep | 证券交易 | 2011-01-18 | 2012-07-06 |
| Rep | 就机构融资提供意见 | - | 2003-07-09 | |
| Rep | 就证券提供意见 | - | 2003-07-09 | |
| Rep | 提供资产管理 | - | 2003-07-09 | |
| Rep | 证券交易 | - | 2010-12-31 |