| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | 就证券提供意见 | 2021-07-12 | - |
| Rep | 提供资产管理 | 2021-07-12 | - | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2017-09-11 | 2018-11-23 |
| Rep | 证券交易 | 2017-09-11 | 2018-11-23 | |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 提供资产管理 | 2017-08-16 | 2018-11-23 |
| China Asset Management (Hong Kong) Limited | Rep | 提供资产管理 | 2012-08-23 | 2017-07-25 |
| Fuh Hwa SITE Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-09-10 | 2012-08-18 |
| Rep | 提供资产管理 | 2010-09-10 | 2012-08-18 | |
| Public Financial Securities Limited | Rep | 证券交易 | 2008-11-21 | 2010-09-01 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2007-03-08 | 2008-05-17 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2006-10-05 | 2008-05-17 |
已采集记录中暂无金管局登记。