| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN CAPITAL LIMITED | RO | 就机构融资提供意见 | 2013-01-02 | 2013-06-04 |
| Rep | 就机构融资提供意见 | 2012-11-12 | 2013-01-02 | |
| South West Capital Limited (d2013-12-11) | RO | 就机构融资提供意见 | 2012-06-07 | 2012-10-25 |
| FULBRIGHT CAPITAL LIMITED | RO | 就机构融资提供意见 | 2011-06-14 | 2012-05-24 |
| GUOTAI JUNAN CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2007-04-17 | 2010-09-10 |
| RHB CAPITAL HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2004-04-19 | 2007-03-16 |
| CEPA ALLIANCE SECURITIES LIMITED | Rep | 提供自动化交易服务 | - | 2003-07-21 |
| Rep | 就机构融资提供意见 | - | 2003-08-12 | |
| Rep | 证券交易 | - | 2003-09-23 |