| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LY CAPITAL LIMITED | RO | 就机构融资提供意见 | 2013-12-11 | - |
| RO | 证券交易 | 2013-12-11 | 2025-04-14 | |
| FULBRIGHT CAPITAL LIMITED | RO | 就机构融资提供意见 | 2011-06-14 | 2013-09-01 |
| HAITONG INTERNATIONAL CAPITAL (HK) LIMITED | RO | 就机构融资提供意见 | 2008-07-24 | 2010-08-02 |
| GUOTAI JUNAN CAPITAL LIMITED | RO | 就机构融资提供意见 | 2003-06-02 | 2008-04-29 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-02 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-04-25 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-04-25 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-04-25 |