| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | 就证券提供意见 | 2023-06-28 | - |
| Rep | 证券交易 | 2023-06-28 | - | |
| TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2017-08-28 | 2023-04-04 |
| Rep | 证券交易 | 2017-08-28 | 2023-04-04 | |
| GAINWELL SECURITIES COMPANY LIMITED | RO | 就证券提供意见 | 2015-12-04 | 2017-07-17 |
| RO | 提供资产管理 | 2015-12-04 | 2017-07-17 | |
| RO | 证券交易 | 2015-12-04 | 2017-07-17 | |
| Rep | 提供资产管理 | 2004-09-13 | 2015-12-04 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-20 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-20 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2015-12-04 | |
| Rep | 证券交易 | 2003-04-01 | 2015-12-04 |
已采集记录中暂无金管局登记。