| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2012-11-01 | 2015-06-30 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就证券提供意见 | 2012-11-01 | 2015-06-30 |
| Rep | 证券交易 | 2012-11-01 | 2015-06-30 | |
| GAINWELL SECURITIES COMPANY LIMITED | Rep | 提供资产管理 | 2004-09-13 | 2012-06-30 |
| Rep | 就机构融资提供意见 | - | 2003-06-17 | |
| Rep | 提供资产管理 | - | 2003-06-17 | |
| Rep | 就证券提供意见 | - | 2012-06-30 | |
| Rep | 证券交易 | - | 2012-06-30 |