| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-11-29 | 2015-03-31 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2013-09-30 | 2015-03-31 |
| Merdeka Securities Limited | Rep | 证券交易 | 2010-11-24 | 2013-09-23 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2009-03-20 | 2010-11-19 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2009-03-20 | 2010-11-19 |