| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ORIENT CAPITAL (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2026-05-05 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2026-05-05 | - |
| RaffAello Capital Limited | RO | 就机构融资提供意见 | 2025-03-20 | 2025-11-20 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2023-04-18 | 2024-07-26 |
| Rep | 证券交易 | 2023-04-18 | 2024-07-26 | |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 证券交易 | 2021-09-15 | 2023-01-31 |
| Rep | 就机构融资提供意见 | 2021-09-03 | 2023-01-31 | |
| RaffAello Capital Limited | Rep | 就机构融资提供意见 | 2015-09-18 | 2021-04-30 |
| RaffAello Securities (HK) Limited | RO | 就证券提供意见 | 2015-08-04 | 2015-08-31 |
| Rep | 就证券提供意见 | 2014-04-11 | 2015-08-04 | |
| GT ASSET & PORTFOLIO MANAGEMENT LIMITED | Rep | 证券交易 | 2012-05-04 | 2013-09-05 |
| Rep | 就证券提供意见 | 2011-03-18 | 2013-09-05 | |
| Rep | 提供资产管理 | 2011-03-18 | 2013-09-05 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2009-05-26 | 2010-01-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-05-26 | 2010-01-23 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2008-08-20 | 2010-01-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-08-20 | 2010-01-23 |
已采集记录中暂无金管局登记。