Personnel Hong Kong SFC License Details (ID 99129)

Personnel Hong Kong SFC License Details (ID 99129)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Yuanta Securities (Hong Kong) Company Limited	Rep	期货合约交易	2019-08-13	2020-08-28
	Rep	证券交易	2019-08-13	2020-08-28
Soochow Securities International Brokerage Limited	Rep	证券交易	2017-11-28	2019-04-28
Soochow Securities International Futures Limited	Rep	期货合约交易	2017-11-28	2019-04-28
oOo Securities (HK) Group Limited	Rep	证券交易	2015-07-16	2016-08-19
OKASAN INTERNATIONAL (ASIA) LIMITED	Rep	证券交易	2014-09-30	2015-07-04
SINOPAC SECURITIES (ASIA) LIMITED	Rep	期货合约交易	2013-05-21	2014-04-25
	Rep	证券交易	2012-06-01	2014-04-25
SINOPAC FUTURES (ASIA) LIMITED	Rep	期货合约交易	2012-05-15	2014-03-31
SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED	Rep	期货合约交易	2010-11-25	2012-04-25