Mok, Wai Yip 莫偉業 Hong Kong SFC License Details (ID 99132)

Mok, Wai Yip 莫偉業 Hong Kong SFC License Details (ID 99132)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED	RO	证券交易	2024-06-07	-
	RO	期货合约交易	2022-01-28	-
	Rep	期货合约交易	2020-12-31	2022-01-28
	RO	期货合约交易	2017-07-31	2020-12-31
JS SECURITIES LIMITED (HK)	Rep	就证券提供意见	2017-07-11	2020-02-28
	Rep	证券交易	2017-07-11	2020-02-28
XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	期货合约交易	2017-07-11	2017-07-31
YUE XIU FUTURES COMPANY LIMITED	Rep	就期货合约提供意见	2015-09-08	2017-05-31
	Rep	期货合约交易	2015-09-08	2017-05-31
YUE XIU SECURITIES COMPANY LIMITED	Rep	就证券提供意见	2015-09-08	2017-05-31
	Rep	证券交易	2015-09-08	2017-05-31
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2015-03-30	2015-08-06
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2015-03-30	2015-08-06
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	期货合约交易	2015-02-10	2015-03-16
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	证券交易	2015-02-10	2015-03-16
CSC FUTURES (HK) LIMITED	Rep	期货合约交易	2012-11-16	2015-02-01
CSC SECURITIES (HK) LIMITED	Rep	证券交易	2012-11-16	2015-02-01
SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED	Rep	期货合约交易	2010-10-25	2012-09-18