| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2011-11-16 | 2014-05-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2011-10-04 | 2014-05-29 |
| GUODU SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-09-13 | 2011-09-17 |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2009-06-10 | 2009-07-07 |
| Rep | 证券交易 | 2009-06-10 | 2009-07-07 |