| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Fosun International Securities Limited | Rep | 就证券提供意见 | 2020-02-21 | - |
| Rep | 证券交易 | 2020-02-21 | - | |
| Soochow Securities International Brokerage Limited | Rep | 就证券提供意见 | 2012-02-08 | 2019-11-30 |
| Rep | 证券交易 | 2012-02-08 | 2019-11-30 | |
| GUODU SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2011-03-30 | 2011-12-31 |
| Rep | 证券交易 | 2011-03-30 | 2011-12-31 | |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就证券提供意见 | 2006-09-21 | 2011-01-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2006-06-21 | 2011-01-01 |