| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2012-12-14 | 2013-05-25 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2012-12-14 | 2013-05-25 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 期货合约交易 | 2011-04-28 | 2012-08-31 |
| Rep | 证券交易 | 2011-03-16 | 2012-08-31 | |
| South China Forex Limited | Rep | 杠杆式外汇交易 | 2011-01-07 | 2011-03-08 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2010-11-12 | 2011-03-08 |